Downloads

1. KYC (Know Your Client)

2. Policies & Procedures

3. Do’s & Don’t’s

4. Client Details updation Request form

5. Anti Money Laundering Policy

6. Client Code Modification Policy

7. Conflict of Interest Policy

8. Employee Hiring and Training Policy

9. NISM (SORM) Policy

10. Prefunded Instruments Policy

11. Redressal of Investor Grievence Policy

12. Surveylance Policy

13. Internal Control Policy

14. List of Trading Holidays

15. Policy on Facsimile Signature

16. Policy on Outsourcing

17. Client Acceptance Policy

18. Handling of Good Till Cancelled Orders (GTC)for Clients

19.  Identification of beneficial ownership of clients’ accounts Policy

20. Unauthenticated News Circulation Policy

21. Nomination Form

22. VERNACULAR